Reclaiming Main Street: SEC Hears Retail Investors' Cries for Proxy Advisory Oversight

Reclaiming Main Street: SEC hears retail investors' cries for proxy advisory oversight updates the views of retail investors on proxy advisors and shareholder proposals from a previous April 2019 survey, and shows both heightened awareness and apprehension among respondents. This study addresses the issue of robo-voting and retail investor support of the specific SEC amendments proposed for proxy advisors.

 

          

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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Reclaiming Main Street: SEC Hears Retail Investors' Cries for Proxy Advisory Oversight